Electronic Fingerprinting for FINRA Submissions
If you’ve never submitted electronic fingerprints to FINRA, you’ll need the following information:
- Firm CRD Number
- Firm Name
- Firm’s Full Address
Important Notice: Some firms may require fingerprints to be collected on physical cards rather than submitted electronically. They retain these cards until they are ready to send them to FINRA on your behalf. Before choosing electronic submission, please confirm with your firm that it is an accepted method.
